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ASIC should retain wholesale exemptions


ASIC should retain wholesale exemptions

December 6, 2016 8:46 PM | Posted by Batten, Richard | Print this page
Our submission to ASIC on Consultation Paper 268 Licensing relief for foreign financial services providers with a limited connection to Australia supports the continued need for both the exemption for wholesale services provided outside Australian (CO 03/824) and the passporting class order relief that ASIC has provided to regulated entities from the US, the UK, Hong Kong, Singapore, Germany and Luxembourg.  Further details can be found in our submission which is available here.